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Welcome to the Compliance Solutions website

Thank you for visiting the Compliance Solutions website. Whether you are interested in seeking external assistance with your compliance or just looking for information on compliance issues this is the right place.

If you don’t want to search through our whole website, click here for 10 good reasons why to employ us.

Compliance Solutions offer a wide range of services from the provision of a full outsourced compliance department, through internal audit down to undertaking single compliance healthchecks. For more information on our compliance services, click on the Service and Fees button.
 

 

Compliance Needs

FSA reporting and accounting services

We are the only compliance consultancy to offer accounts preparation, audit and FSA reporting services integrated with our compliance support.

Click here for more details

General insurance brokers

Since early 2005 general insurance broking activities have been authorised and the FSA’s approval to this area has evolved.

There are many pitfalls (such as client money risk transfer, accurate RMAR reporting etc.) that you may need to consider. Brokers looking for guidance on the processes and standards they must employ click here. Our site outlines the costs that will be incurred and also how to effectively utilise external compliance resources.

Click here for more details

Mortgage brokers

Mortgage broking activities became regulated by the FSA from 31st October 2004. Click here for our synopsis of the pros and cons of direct FSA regulation as opposed to becoming an appointed representative.

Find out also how to use our compliance support services as a cost effective solution to reducing the risk that applies in this area.

Click here for more details

BUDGET 2007

Gordon Brown used what he made clear was his last Budget to announce major reforms to personal and business tax and to prepare for the next general election

Click here for more details

Compliance meeting

 

To talk to us about your compliance needs in more detail call us on 0116 271 9750 or complete our compliance feedback form.

 


Regulatory, Consultants, Financial regulation, Authorisation, Investments, Internal Audit, Compliance, professional indemnity insurance
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