Clive Summers

Client Service Director

Clive was formerly a director of Compliance Consultants Limited, having moved into consultancy in 2003 and has over 18 years experience in the financial services industry of which 12 years has been spent specialising in the compliance sector.

Prior to joining Resources Compliance, Clive held a number of senior compliance positions within regulated firms, including National IFAs and a major product provider from which he gained considerable experience in successfully devising and implementing compliance processes and monitoring programmes together with managing ongoing regulatory change.

Clive has particular experience of retail investment management, financial planning and mortgage firms of all sizes and a wide range of experience in advising and assisting these types firms with compliance and training and competence issues and strategies. Additionally Clive is an experienced compliance auditor.