Welcome to Resources Compliance -
FSA Compliance and Regulatory Consulting Services
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Resources Compliance is a specialist regulatory and compliance practice, serving the whole of the financial services sector, investment managers and advisers, product providers, insurance and mortgage brokers and other financial institutions in the UK and throughout Europe. Our specialist team of regulatory consultants has a wide range of experience and expertise covering the complete spectrum of financial services regulation and compliance.
We provide a full range of services covering all aspects of FSA related matters ranging from the higher level Governance Risk & Compliance (GRC) issues
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associated with ARROW reviews, Skilled Persons (s166) Reports, TCF issues and Expert Witness Reports to the more granular day to day requirements of File and Past Business Reviews, Healthchecks, Training & Competence, Compliance Support and Criminal Records Bureau checks.
For the individual or firm contemplating the issues that may arise from the FSA Retail Distribution Review (RDR) we can provide practical guidance and for a firm contemplating FSA authorisation we can project manage their FSA Application. The Resources Compliance team numbers over 25 compliance professionals and support staff. Resources Compliance is part of the Resources Global Professionals group |
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